Compliance Officer

😁🎉 About Hapi:

Hapi is the leading US investment platform for clients from Latin America.

We want to democratize access to investments, enable anyone to buy, sell and hold stocks, ETFs, and cryptocurrencies, start in minutes, with no minimums and low to no commissions 🚀📈.

🦄🚀 Is Hapi the right company for you? Only if:

• You want to make a great impact on people's lives
• You want to learn and work with the latest technologies
• You want to work in a platform that is used by thousands and will be used by millions soon
• You can handle work under high pressure and at fast pace
• You like a fast-growing company were there is need for creation, adaptation and improvement, which brings professional growth
• You can handle a dynamic and ever evolving work environment
• You want to work for a company where you can hold shares

‍👩‍💻👨‍💻 Are you the person for the role?

• 4+ years of experience working in compliance roles at a US broker dealer or similar
• Series 4 (mandatory), Series 7, Series 24 licenses
• Experience both with Cash and Margin Accounts
• Experience dealing with Options
• Experience working with FINRA and the SEC
• Knowledge of retail broker dealer operations

🚴🚴‍♀️ Some of the challenges you’ll face!

• Help develop new products and features for Hapi (Specially Options)
• Organize, maintain and improve compliance procedures and documentation
• Ensure company compliance with regulation, including procedures compliance
• Supervise operations
• Successfully reply all supervisory exams and audits, implement recommendations
• Interact and work with other stakeholders

❤️‍🔥 We’d love you even more if you have:

• Experience in startups or early companies
• Experience setting up new products
• Proficient in Spanish
• Fun to work with

🎁🎁 What Hapi offers you:

• Be part of a fast-growing startup with high impact and a vision to become Latam's next unicorn 🦄
• Join the Y Combinator community, of which Hapi is part
• Fully remote work, with flexible schedules!
• Work alongside a highly motivated and extraordinary team
• Stock options
• 🚀 And much more!